Tranquility Partners, LLC (“TP”) is a registered investment adviser (RIA) with the U.S. Securities and Exchange Commission (SEC) located in Brentwood, TN. TP and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers and by other states when applicable in which TP maintains clients. TP may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. TP’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of TP’s web site on the Internet should not be construed by any consumer and/or prospective client as TP’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by TP with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of TP, please contact the state securities regulators for those states in which TP maintains a notice filing. A copy of TP’s current written disclosure statement discussing TP’s business operations, services, and fees is available from TP upon written request. TP does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to TP web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by TP), will be profitable or equal any historical performance level(s).
Certain portions of TP’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, TP’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from TP, or from any other investment professional. TP is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if TP is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of TP by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to TP’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from TP, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to TP’s web site, to release and hold harmless TP, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from TP.
Tranquility Partners, LLC (referred to as “TP”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, TP attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.
It is the policy of TP to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services in furtherance of the client’s engagement of TP. In that regard, TP may disclose the client’s information: (1) to individuals and/or entities not affiliated with TP, including, but not limited to the client’s other professional advisors and/or certain service providers that may be recommended or engaged by TP in furtherance of the client’s engagement of TP (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, record keeper, proxy management service provider, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by TP to facilitate the commencement/continuation/termination of a business relationship between the client and/or between TP and a nonaffiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, record keeper, insurance company, etc.), including, but not limited to, information contained in any document completed and/or executed by the client in furtherance of the client’s engagement of TP (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider.
Should you have any questions regarding the above, please contact John Crawford, Chief Compliance Officer, at firstname.lastname@example.org.